101
1 INTRODUCTION
Safenavigationthroughtheseaandespeciallywithin
the narrow canals is extremely significant for the
various types of vessels with different lengths and
tonnages. Passing vessels encounter many different
situations and positions with each other.
Accordingly,therulesarecollectedinCOLREGsand
suggested to navigators.There
often exist collisions
between the vessels at the headon situation. The
rules of the headon situation is expressed in the
COLREGs, Rule 14.However, COLREGs do not
directly or indirectly express the obligations of the
vessels at the headon situation based on their
propeller types. In case
of a collision, liability
apportionmentisnotconductedconsideringtypeof
the propellers. COLREGs declare the headon
situationasallvesselsshoulddirectlyalterthecourse
to starboard. This is quoted in the COLGREGs as
follows:
Rule14
Headonsituation
(a) When two powerdriven vessels are meeting on
reciprocalornearlyreciprocalcoursessoastoinvolverisk
ofcollisioneachshallalterhercoursetostarboardsothat
eachshallpassontheportsideoftheother.
(b)Suchasituationshallbedeemedtoexistwhenavessel
sees the other ahead or nearly ahead
and by night she
would see the mast head lights of the other in a line or
nearly in a line and or both sidelights and by day she
observesthecorrespondingaspectoftheothervessel.
(c) When a vessel is in any doubt as to whether such a
situation
existssheshallassumethatitdoesexistandact
accordingly.
In case of a collision, after a detailed analysis,
collision liability is apportioned cyclical all to the
mastersofthevesselsortheirskillsofwhetherornot
they apply the COLREGs wholly and correctly.In
The Obligations of Single-Propeller Vessels at the
Head-On Situation
B.Sahin
KaradenizTechnicalUniversity,Trabzon,Turkey
ABSTRACT:Manoeuvringcharacteristicsofthevesselsattheheadonsituationareexaminedinthisstudy.The
meetingsbetweenthepowerdrivenvesselsareconsideredbasedontheirpropellers.Thesevesselscaneither
haveasinglepropellerordoublepropellers.Avesselwithasingleright
handedpropelleraltershercourseto
port side easier than the starboard side. There exists an unnoticed gap, therefore the authors discuss the
International Regulations for Preventing Collisions at Sea, 1972 (COLREGs), Rule 14, considering the vessel
orientationbased onitspropellerwalk.Afterpresentingallpossiblecasesandtheir
probableconsequences,
this paper offers authorities to embed the information of propeller characteristics into the Automatic
IdentificationSystems(AIS)inordertopreventmisunderstandingsduringtheVHFcommunications,probable
collisionrisksanddiscussionsonliabilityissuesincaseofmarineaccidents.
http://www.transnav.eu
the International Journal
on Marine Navigation
and Safety of Sea Transportation
Volume 10
Number 1
March 2016
DOI:10.12716/1001.10.01.11
102
fact, the abovementioned rule might construct the
infrastructureofunsafepassing forthevesselsatthe
headon situation if they did not maneuver to
starboardtooearly.Besidesallmastersarerequired
toknowtheirvesselsperfectly,agoodseamanshipis
expected for the vessels to keep clear
of each other
beforefiveorsixmiles.
Thiscaseismostlyseenatthenarrowstraitssuch
as Istanbul Strait, shallow waters and the narrow
canalsincludenavigationalimpediments.Inpractice,
the vessels do not maneuver considering the other
vessel’s propeller characteristics. In this study, two
scenariosaresimulated
basedonthepreviousmarine
accidents. Finally, as a suggestion, Automatic
Information System (AIS) must include the
informationoftypeandnumberofapropellersofthe
vessels.
The rest of this paper is organized as follows:
Section2formallydefinestheconceptofapropeller
work and maneuvering characteristics of
a vessel.
Section 3 provides the previous marine accidents
based on the given unnoticed problem. Section 4
presentscasestudybasedonallprobablescenarios.
Conclusion and directions for authorities are
expressedinSection5.
2 THECONCEPTOFAPROPELLERWORKAND
MANEUVERINGCHARACTERISTICSOFA
VESSEL
The methods
applied to define the maneuvering
characteristics of the vessels are not new concepts.
International Maritime Organization (IMO)
Resolution MSC.137 (76) has previously defined it
and provided its calculations. In the Figure 1 a
diagram of maneuvering characteristics is provided
based on the practical experiences of the captains.
This diagram is available
for all vessels based on
their design, tonnage, and type of propeller and so
on. According to these diagrams, maneuvering to
starboard side and maneuvering to port side are
different. Maneuvering diameter is calculated by
multiplying the vessel length and coefficient of the
maneuveringtostarboardorport.
The vessels
moving ahead or astern are always
undersidewiselatenteffectswhichcausedeviations
from the motion directions because of propeller
design and its characteristics. These forces are
propeller discharge current effect and transverse
thrust (propeller walk). However, propeller
dischargecurrentisnegligibleforthevesselsmoving
ahead.Whenthevesselsmoving
aheadthereexistsa
strong inertia. The transverse thrust strongly comes
outwhentheshipisintheshallowwaterwithalow
speed.
Inthisstudy,followingfiguresdepicttheanalysis
ofinteractionofallvectorswiththedifferentrudder
anglesandalleffectstothevesselaredetermined
as
integrated vectors.Then, horizontal and vertical
componentsofresultantforceareshown.TheFigures
2a,3aand4ashowtheeffectsofforces(vectors) to
theshipinwhich“T”representsthemotionfromaft
to forward, “f” symbolizes rudder force and P
s is
for sidewise effect. Vectors are assigned relatively
consideringtheaheadmotionofthevessels.
TACTICALDIAMETER
TRANSFER
FINALDIAMETER
ADVANCE
ADVANCE
TACTICALDIAMETER
FINALDIAMETER
TRANSFER
TurningCircleDiagram/Angle=35deg.
ShipSpeedPort.=6knots
ShipSpeedStarboard=6knots
MeanDraught=10m.
Displacement=30000t.
Figure1.Manoeuvringcharacteristicsofthevessel
Itisfoundthatsidewisecomponentoffinalfforce
isincreasedbytheparallel effectofP
stoN.Thus,the
force that alters the bow of the ship to port side is
increased(Figure2a).
N
P
s
T
P
s
N
T
f
Figure2a.Vectoranalysisincaseofrudderhardtoport.
Ifruddercommandisgivenashardtoport,stern
ofthevesselmovesmoretostarboardandsimilarly
aheadofthevesselmovesmoretoport(Figure2b).
f
Figure2b.Resultantforceforthevesselalteringitscourse
toport
SecondlyasshownintheFigure3a,finalfvector
tendstoaltership’safttostarboardthus,ship’sbow
tends to move to port side even the rudder is
midship.Here,transversethrustcausesP
Sasaforce
topullafttostarboard.
103
P
s
T
T
P
s
f
Figure3a.Vectoranalysisincaseofruddermidship
Duringthesmallaheadmotionofthevesselwith
itsruddermidship,becauseofthetransversethrust,
the stern of the vessel is pulled to starboard and
therebyasternofthevesselare dragged to the port
(Figure3b).
f
Figure3b.Resultantforceforthevesselmovingahead
Thirdly,asseenintheFigure4a,whentherudder
commandisgivenashardtostarboard,P
SaffectsN
in negative direction. For manoeuvring to the
starboard,thesidewisecomponentoffinalfvectoris
lessthanthecaseofrudderismidship.
N
P
s
T
P
s
T
f
N
Figure4a. Vector analysis in case of rudder hard to
starboard.
Ifruddercommandisgivenashardtostarboard,
because of the negative directed transverse effect,
stern of the vessel moves less to the port and
similarlyaheadofthevesselmoveslesstostarboard
(Figure4b).
f
Figure4b.Resultantforceforthevesselalteringitscourse
tostarboard.
However, if the submergence of the rudder is
adequateenoughandtheinertiaofthevesselistoo
high, transverse effect less considerably affect the
vessel.
3 PREVIOUSMARINEACCIDENTS
In case of Catherine Desgagnés, the significance of
transversthrustisreportedas“Thetransversethrust
createdbyarighthanded
propellertendstoswinga
vesselʹs head to starboard when the propeller is
turning astern and to port when the propeller is
turningahead.Theeffectofthetransversethrustisat
itsmaximumwhenthevesselhaslittlewayon and
decreases as the vesselʹs speed increases“.
Besides,
caseofAmarantosidentifiesnegligenceofthiseffect
asacontributingfactortotheincidentandpointsout
thattransversethrustunpredictablyaffectsthevessel
largely in shallow water. Kapitan Serykh shows
effect of transverse thrust that might cause
grounding of vessel.In addition, in case of
Enterprise, although master
and pilot are aware of
transverse thrust, while manoeuvring off the berth,
unexpected large transverse thrust created by
propeller caused grounding on rocks. Case of
Marjorie Jackson accident, she has double propeller
butnotcounterrotating,duetothisfactshehaslarge
transverse thrust that requires constant steering
adjustments
forstraightlinenavigationandshehas
trouble to fix this gap, and accordingly collision
occurs.IncaseofPrideofCherbourgandBriarthorn,
lessonsarecirculatedwhichcontain being aware of
theeffectsoftransversethrusttobelearntfromthis
incident to its master and deck officers. In case of
SichemMelbourne,duetotransversethrustofright
handed propeller, she crashes shore and mooring
dolphin. In grounding of Coaster Whilst, it is
reported that “the Master should have been aware
that under the prevailing conditions and with the
effectoftransversethrustthatitwouldtendtoswing
her stern and bow.” On the other hand, in
investigation report of Mv Katika, it is noted
that
effect of transverse thrust could beneficially be
utilized, if its effect is wellknown. However, in
many accidents, it can be observed that transverse
thrust involves marine accidents directly or
indirectly.
4 CASESTUDY
In case of head on situation, two righthanded
propeller vessels maneuvering to the port
side are
simulatedintheFigure5.AsitisseenintheFigure
5,bythehelpofthepositivetransversethrust,both
vessels keep clear while passing safely starboard to
starboard.Thisisthemostpropermaneuverforthe
righthandedsinglepropellervesselsincaseofhead
on
situation to avoid collision. At this point,
COLREGs,declare“…involveriskofcollisioneachshall
alterhercoursetostarboardsothateachshallpassonthe
portsideoftheother.”Instead,asasuggestion:
Whentwopowerdrivenvesselsaremeetingonreciprocal
ornearlyreciprocalcoursesso
astoinvolveriskofcollision
eachshallalterhercourseconsideringtheirmaneuvering
and propeller characteristics so that each shall pass
safelyeachother.
104
Figure5. Bothvessels are alteringtheir coursestoport in
caseofheadonsituation.
However, if both vessels turn rudder hard to
starboardsideinthesamesituation,theymightnot
maneuver properly because of the negative
transversethrust.AssimulatedintheFigure 6,itis
foundthatbothvesselscannotmaneuverproperlyto
keep clear each other. Accordingly, risk of collision
or dangerous
contact may occur in this situation.
Similarmarineaccidentsrelatedtotransversethrust
aregivenintheprevioussection.
Figure6. Collision between the vessels which they are
altering their courses to starboard in case of headon
situation.
5 CONCLUSIONS
This study provides a comprehensive overview
about orientations and obligations of righthanded
singlepropellervesselsattheheadonsituation.The
difference between the maneuvering characteristics
of starboard and port should be considered as a
disadvantageforalteringthecourse.Itisexpected
to tolerate and to fill
this gap by an experienced
seamanship with a perfect marine and navigation
knowledge.Moreover,COLREGsdonotprovideany
active,positiveandrationalprecautionthatbringsa
certainsolutionforthecollisionriskcausedfromthis
wellknown difference. In this study, maritime
authorities are offered adding a feature to
AIS that
showsthemaneuveringcharacteristicsofthevessels
inordertoinformtheusersforallcases.Thus,after
getting the information of the propeller and
maneuveringcharacteristicsofeachother,thevessels
will have the opportunity to discuss the probable
future positions of the vessels during the VHF
communications.
Finally,allvesselswillalwaysbe
ready to take an action for all scenarios including
emergencycases.
REFERENCES
Amarantos. 2000. Australian Transport Safety Bureau,
ReportNo.157.
CatherineDesgagnés.1994.TransportationSafetyBoardof
Canada,ReportNo.M94C0014.
Coaster Whilst. 1992. The Marine Accident Investigation
Branch,ReportNo.3/92.
Enterprise. 2007. Australian Transport Safety Bureau,
ReportNo.241.
Inoue, K. 2013. Theory and Practice of Ship Handling. Kobe
University.
IMO [International Maritime Organization]. International
Regulations for Preventing Collisions at Sea, 1972, with
amendments adoptedfrom December 2009.IMO
Publications,London.
IMO Resolution MSC.137(76). 2002. MSC/Circ.1053 on
Explanatory Notes to the Standards for Ship
Maneuverability.
Kapitan Serykh. 1994. The Marine Incident Investigation
Unit, Department of Transport, Australia, Report No.
7026.
Marjorie Jackson. 2010. The Office of Transport Safety
Investigations.
MV Katika. 2010. The Office of Transport Safety
Investigations.
Pride of Cherbourg and Briarthorn. 2002. The Marine
AccidentInvestigationBranch,ReportNo.4/2002.
Sichem Melbourne. 2008. The Marine Accident
InvestigationBranch,ReportNo.18/2008.