611
1 INTRODUCTION
Since 1994 there has been a tendency in many countries
other than the Russian Federation to show an
increasing interest in usability the Northern Sea Route
as an alternative shipping lane to traditional ones lanes
connecting Europe with ports of the Far East via the
Suez or Panama Canals. A number of simulation
results of the navigation and economic performance of
ship voyages by the NSR were published [9,10,11,12,19,
20,23, 28, 29]. Mulherin et al. [11] took into
consideration statistical ice navigation conditions with
the use of a cumulative distribution function of ice
conditions. Kitagawa et al. [9] simulated average
environmental conditions used that not reflected short-
term environmental conditions changes. Smith and
Stephenson [23] and Nam et al. [12] used very averaged
data input organized in various ways. Wang et al. [28]
approached multicriteria route planning including cost
and risk. Zhang et al. [29] included meteorological risk,
fuel consumption and time of voyage through the
North Atlantic Ocean in the multicriteria algoritm
using Pareto criteria. Matsuzawa et al. [10] and
Pastusiak [19, 20] simulated ship’s passage using
already known ice conditions. All of them did not show
input and output of simulated data errors. In the
author's previous work [20], many examples of error
values influencing the results of planning a ship's
voyage in the regions of ice occurrence were presented.
However, the impact of individual input data errors on
the output error of the navigation and economic result
of the voyage was not determined. The nature of the
error and the probability for it was not specified
(68.3%, 95.0% or 99.7%). Where different error values
were given, it was not specified how the information
on single input error could be used to evaluate the
Modeling Navigation, Ecologic and Economic Results of
Planned Voyage of Ship on the Northern Sea Route
T. Pastusiak
Gdynia Maritime University, Gdynia, Poland
ABSTRACT: Over the years, many publications have been published on planning ship’s passage through the NSR
and input and output data modeling. Results were not considered in terms of errors of modeled output data.
Basic research for the years 2008 - 2020 was carried out in the study on opening and closing dates of ice-free transit
corridor on the NSR and probable number of tariff zones where paid assistance of icebreakers would be required.
Mathematical relationships of average values and probable errors of navigational, ecological and economic ship
voyage performance were developed. For this purpose, partial derivatives of functions were used. The outcomes
of the study have shown that changes of total average cost of vessel’s transit voyage depends mostly on number
of tariff zones where assistance of icebreakers is required. But navigation with icebreakers assistance ensures
smaller standard deviation of total voyage time and thus more precise scheduling of ship's voyage timetable
through the NSR. The higher probability of meeting requirements set by decision-maker when planning a long-
term voyage of ship, the shorter time window for meeting these requirements. Outside the favorable time
window, the navigational, ecological and economic results of voyage deteriorate very quickly.
http://www.transnav.eu
the International Journal
on Marine Navigation
and Safety of Sea Transportation
Volume 16
Number 4
December 2022
DOI: 10.12716/1001.16.04.02
612
navigational or economic performance of a ship's
voyage through ice covered areas [20]. Pruyn [22]
analyzed conclusions coming from many publications
and stated that most of them expected smooth
navigation through the NSR without delays for
inspections at the initial ports, without waiting for the
convoy and without waiting for good environmental
conditions. This author considered the need of
icebreakers assistance as important cost building and
potential elongation of voyage time factor. Due to
above, in the present work possible use of icebreakers
assistance was taken as a main problem for analysis.
In order to make rational decisions, one needs not
only information about average values but also about
their error values. It was assumed that the assessment
of the navigational (time, date), ecological (used fuel
producing CO2 and Greenhouse Gas) and economic
performance (total cost of a voyage) should be based
on more balanced criteria than pessimism or optimism
of the decision maker. Modeling the ecological
performance can be used to search for the methods to
reduce CO2 and Greenhouse Gas production by
improving the planning of ship operations. This work
highlights possibility of using the mean error of the
mathematical function instead of several data input
errors to calculate the navigational, ecological and
economic performance of the “long-term”, it means at
least three month period planned voyage, together
with the determination of the uncertainty range well in
advance of beginning of the voyage (Estimated Time of
Departure ETD).
The aim of the study was to develop a method for
long-time planning navigation, ecological and
economic results of transit voyages and scheduling
voyages through the Northern Sea Route (NSR) where
ice may be encountered. Navigational results were
based on length of route, speed of ship on selected
sections of route, total voyage time, date of beginning
of voyage at the port of departure and date of end of
the voyage at the port of destination. Economic results
of the voyage included the costs of fuel, charter,
icebreaker assistance on selected sections of the route
and total cost of entire voyage. Ecological results were
presented by fossil fuel consumption. Final results of
simulation involved average values and standard
deviation. The study has shown that the number of
tariff zones requiring icebreaking assistance has the
greatest impact on performance of planned ship
voyage.
2 RESEARCH METHOD
The first general principle was adopted, according to
the ISM Code [21], that the model of navigational,
ecological and economic performance of long-term
voyage planning should be simple and transparent,
and the results ready for direct implementation in the
decision-making process. The International Maritime
Organization [8] recommends that a voyage plan
should include information on the accuracy and
quality of each of the used electronic navigational
charts, accuracy of ship position and reasonable
accuracy of the timetable of voyage plan. A voyage
plan should also determine impact of the above-
mentioned accuracy and quality of data on the safety
of navigation [8]. Following this recommendation as a
second general principle, the inaccuracies of data input
affecting the process of planning and scheduling, and
navigational, ecological and economic performance of
voyage on the NSR, were taken into consideration and
worked out in this study. Taking into account the
statistical mean values, errors and uncertainty ranges
should be helpful for the substantive assessment of the
profitability of the project concerning the activation of
seasonal navigation with ships without ice
reinforcements through the NSR (transit navigation) or
for destination navigation (to / from a port located
inside the NSR) as a link of intermodal transport
connecting the European and Far East ports with ports
located deep in Siberian rivers.
The input and output data should be measurable to
allow comparisons to be made. This is to enable
evaluation and objective decision to be made. These
data should therefore be presented using historical
information, i.e. statistical values - mean values and
theirs errors values. Data processing systems
transforming input data into output data should base
on mathematical formulas only. Previously mentioned
concept "long-term" should be understood as a time
advance of at least 3 months, when only historical, i.e.
statistical information, is available to voyage planners.
The aim of this research is to map the phenomena
occurring in real conditions and play an important role
in long-term planning of transit voyages of ships in the
regions of ice existence on the Northern Sea Route.
Therefore, there is a need to design selected fragments
of the studied reality. It was assumed that selected
navigational and economic results of ship's voyage are
significant elements of reality. Navigational results are
based on length of route, speed of ship on selected
sections of route, total voyage time, date of beginning
of voyage (Estimated Time of Departure ETD) and date
of end of the voyage (Estimated Time of Arrival ETA)
at nodal points, i.e. the port of departure and port of
destination. It has been assumed that such ports will be
places where safety clearances of ships are carried out
before commence of voyage on the NSR. It will be the
port of Murmansk roads on the western side of the
NSR and the port of Provideniya roads on the eastern
side. The study considered the case of a ship passage
from west to east. Economic results of the voyage
include the costs of fuel, charter, icebreaker assistance
on selected sections of the route, if ice conditions on
route require it, and total cost of entire voyage. Due to
the involvement of ship-operators in counteracting
climate change, attention was paid to fuel consumption
as a factor generating greenhouse gases. Ships were
assumed to be assisted only by nuclear powered
icebreakers. Nuclear energy generation has near to
zero green-house gas emissions in the energy
generation phase [2, 3]. Under the EU Taxonomy
Regulation, certain nuclear activities that fulfil nuclear
and environmental safety requirements can be added
to those already covered by the first Delegated Act as
transitional activities to contribute to the transition to
climate neutrality [2, 3]. From this point of view,
nuclear propulsion assumed is an ecological
propulsion. In such a situation, possible assistance of
icebreakers during ship's voyage was not added to
environmental costs of ship's voyage. Other
components of planning were considered irrelevant to
study of reality and were omitted in the study. For this
reason, possibility of ship awaiting possible
613
improvement in ice navigation conditions was omitted
in considerations.
The study used ice concentration maps in simplified
Marginal Ice Zone scale [13]. The work concerns
navigation on ships without ice reinforcements, which
should avoid areas of ice occurrence. It will be
sufficient to know edges of the lowest ice
concentration. These maps contain this information.
They are published within 24 hours. This is relatively
high frequency of publication compared to other
published ice maps. It ensures minimization of
influence of ice drift on location of its edges used in the
research.
The work was based on historical, it means
statistical data. All statistical results are affected by
errors. Therefore, there was the need to determine the
values of possible deviations from the mean values.
This concerned input data, output data and ranges of
uncertainty. To define them, mathematical formulas
reflecting the processes taking place and errors of these
formulas were obtained by means of derivatives of
functions.
3 MODELING THE RESULTS OF
NAVIGATIONAL, ECOLOGICAL AND
ECONOMIC OF A SHIP VOYAGE
The first navigation information is date and time of
beginning of voyage (ETD). Date of opening transit
corridor through the whole NSR in the most difficult to
overcome chocking zone TCZ for defined ice class of
ships determines date of departure of a ship from the
port of departure T0, i.e. the date of the beginning of
voyage (ETD). The chocking zone is area on the NSR
which opens the latest and closes the first. Date T0 can
be determined with Equation 1. Variables included in
the formula are independent. Statistical values will be
required for distance from departure port to the edge
of the first tariff zone at the west side of the NSR
DOUT1 and for distance from the edge of first tariff
zone at the west side of the NSR to the mean location
of the chocking zone DIND1 and the ship speed in
these sections. It was assumed that a ship commence its
voyage when ice conditions between port of departure
and chocking zone allow for independent navigation
of this ship.
11
0
24 24
OUT IND
CZ
FA IND
DD
TT
VV
=

(1)
The second navigation information is total voyage
time between the port of origin and port of destination
TTTL (Equation 2). To make calculations, it will be
necessary to determine statistical values for the length
route segments of DOUT1 on the western side of the
NSR, DOUT2 on the eastern side of the NSR and the
lengths of route segments in individual tariff zones.
The latter may apply to independent navigation of a
ship on the section of DIND length or navigation with
the icebreakers assistance along the section of DIB
length, which is payable according to the NSR
Administration tariff [4]. Specified ship speeds VFA for
navigation outside ice areas, VIND for independent
navigation and VIB for navigation assisted by the
icebreakers correspond to ice navigation conditions.
The maximum number of tariff zones is 7 [5]. What is
needed is knowledge of the number of tariff zones
requiring the assistance of icebreakers because of the
ice conditions occurring within the Julian day of the
year.
(2)
After adding the time of ETA (date) of the
beginning of the voyage T0 and the total time of the
voyage TTTL, the time (date) of the end of voyage
TEND (ETA) at the destination port is obtained
(Equation 3).
( )
1 1 1 2
24 24 24 24 24 24
IND
OUT IND OUT OUT
IB
END CZ
FA IND FA IB IND FA
n k D
D D D D
kD
TT
V V V V V V

−

= + + + +




(3)
The fuel consumption was adopted as ecological
result of the planned voyage. In addition to the
previously specified factors, it is necessary to know
ship’s daily fuel consumption under way related to
areas where ice not exists CFA, in areas where ice exists
but the ship proceed without assistance of icebreakers
CIND or the ship proceed with assistance of
icebreakers CIB (Equation 4). After adding up the costs
of charter, fuel used and paid icebreakers services, the
total cost CTTL of the ship's voyage through the NSR
was obtained (Equation 5).
( )
12
24 24 24 24
IND
OUT OUT
IB
FA IND IB FA
FA IB IND FA
nkD
DD
kD
FC C C C C
V V V V
−
= + + +
(4)
11
TTL TTL CH F T
C T C FC C C R GT= + +
(5)
Cost of assistance of icebreakers CT in Equation 5 is
published by the NSR Administration [5] for ships of
particular ranges of Gross Register Tonnage (GRT). It
depends on number of the tariff zones where a ship
require assistance of icebreakers due to ice navigation
conditions existing there. For the ships in the range
from 40,000 till 100,000 GRT without ice strengthenings
(steel hull, no ice class) particular tariff points of CT for
tariff zones 1-6 are lying on the line presented by
Equation 6 (coefficient of determination R2 = 1). It is
representing tariff in Russian Rubles per unit of the
ship's Gross Tonnage.
89.369 357.47
T
Ck= +
(6)
For defined rate of Russian Rubel R (1 RUB = 0.0136
USD at 01.09.2020 [24]) and PANAMAX class ship
tonnage 38,500 GT the Equation 5 can be transformed
into Equation 7.
( )
11
89.369 357.47
TTL TTL CH F
C T C FC C GT R k= + + +
(7)
A significant source of uncertainty for all decision
factors is variability of beginning date of entire transit
corridor to be opened for ice-free navigation TCZ. Then
the number of tariff zones requiring assistance of
icebreakers is equal to 0 (k=0). The geographic location
of the chocking zone is also variable [16, 20]. This is
where the transit corridor opens at the latest and closes
at the earliest [18]. These variations can be determined
by the standard deviation σ for 1M (i.e. 1 · σ), 2M (i.e. 2
· σ), or 3M (i.e. 3 · σ). The current IMO requirements for
614
defining the value of navigational errors at sea apply to
2M (double standard deviation σ).
In all the above relationships (Equations 1-7) there
are numerous components of uncertainty. The
question is, on the basis of which factor the person in
charge of a long-term voyage planning (3-12 months in
advance) should make his decisions. There is a
problem of multi-criteria decision making. Using
different single input and output data for a decision
system leads to the calculation of different results, of
different nature and thus difficult to compare.
However, it is possible to reduce multi-criteria. This
can be done using the method of determining the mean
errors of functions defined by the formulas (Equation
1-7). Then only the basic navigational, ecological and
economic criteria for making decisions will be
maintained. To do this, one performs the
differentiation, i.e. calculation of derivatives [25] of
equations 1-5 and 7 with respect to the components of
equations with errors [6, 26]. Thus, the formulas
(Equation 8-12) are obtained, which define the mean
values of errors of functions for the mean values
(Equations 1-5 and 7). In order to use the formulas 1-
12, it is necessary to know the mean values and the
standard deviation of all variables included in the
formulas above. Based on the mean values and their
errors (standard deviation), ranges of decisive outputs
can be determined.
11
2
2
2
2
' 2 2 2 2
11
2
0
22
11
24 24
24 24
OUT FA IND IND
OUT IND
D V D V
FA IND
FA IND
DD
T m m m m
VV
VV




−−
= + + +












(8)
( )
1
22
2
22
2 2 2 2 2
1
22
'
2
2
2
2
1
24 24 24
24 24
1
24
24
OUT FA IB IB IND
IND OUT
OUT
IB
D V D V D
FA IB IND
FA IB
TTL
IND
VD
FA
IND
D
kD
k n k
m m m m m
V V V
VV
T
n k D
mm
V
V

−
+ + +



+
=


+


++


2
2
2
2
2 2 2
2
2
24 24
24
FA
OUT IND
IB
Vk
IB IND
FA
DD
D
mm
VV
V
+






+

(9)
1 1 1
2
2
2
22
2 2 2 2 2
11
22
2
2
' 2 2
1
2
1 1 1
24 24 24
24 24
24
24
OUT FA IND IND OUT
FA IB
OUT IND
D V D V D
FA IND FA
FA IND
OUT
END V D
IB
FA
DD
m m m m m
V V V
VV
D
k
T m m
V
V



−−
+ + +











=



++
++


( )
2
2
2
2
2 2 2
22
2
2
2
2
2 2 2
2
2
24
24 24
1
24 24 24
24
IB IND IND
OUT FA
IND
IB
V D V
IND
IB IND
OUT IND
IB
D V k
FA IB IND
FA
n k D
kD
nk
m m m
V
VV
DD
D
m m m
V V V
V
+ + +



−
+












+ +






+

(10)
( )
1
22
2 2 2
2 2 2 2 2
11
22
2
2
24 24 24
24 24
24 24
OUT FA FA IND IB
IB
OUT FA OUT
FA IB IB IB
D V C D V
FA FA IB
FA IB
IND
IB
C
IB IND
FC
D C D
C k C
m
DC
m m m m m
V V V
VV
n k C
k
m
k
D
VV
+ + +

−

= + +


++
( ) ( )
2
2
22
2 2 2
2
2
22
2 2 2
22
2
24
24
24 24 24
24
IND IND IND
OUT FA FA
IND IND IND
D V C
IND
IND
OUT FA OUT IND
FA IB IB
D V C
FA FA IB
FA
n k D C n k D
m m m
V
V
D C D D C
C D C
m m m
V V V
V

+




−
+ +


+
+
+
+
2
2
2
24
IND
k
IND
m
V



(10)
( )
2
' 2 2 2 2 2
2
11
89.369
TTL
TTL CH T F FC k
C C m C m GT R m= + +
(11)
4 INPUT VARIABLES FOR THE MODELS
Long-term planning in advance from 3 to 12 months
and more is necessarily based on historical or statistical
data. It has been noted that main source of uncertainty
at long-term voyage planning stage is date of opening
transit corridor for navigation permissible for the
specific ice class of ship, voyage time through the NSR
and in particular additional costs of icebreaker
assistance services. These costs of icebreakers services
are rising discretely according to the number of tariff
zones where ice conditions require a ship to use
icebreakers assistance.
Responsible persons in the offices must take into
account a number of factors when making long-term
decisions related to planning of cargo transport by sea
through the NSR. Earlier in the work, they were
divided into navigational, ecological and economic
factors. Navigational factors are length of route, date of
beginning and end of voyage, time of voyage, ice class
of ship and speed of ship under certain ice conditions.
Ecological factors are type of fuel and fuel
consumption along the entire route. The economic
factors are cost of fuel consumed, charter cost for entire
voyage and cost of tariffs for required icebreakers
assistance. They can be determined using
mathematical relationships. To use the formulas for
average values (Equations 1-7) and to determine the
uncertainty ranges (Equations 8-12), the standard
deviation value of all variables included in the above
formulas should be determined. Some of them require
more extensive research. They are presented below.
4.1 Dates of beginning and end of independent navigation
and with icebreaker support
Main criterion for navigation in areas where ice exists
is routing through the lightest ice conditions. These
lightest ice conditions on the NSR exist when an
uninterrupted transit corridor is created along the
entire NSR completely free of ice. For the long-term
planning of a ship's voyage, it is important to know the
opening and closing dates of such corridor. For this
purpose, an analysis of the NIC MIZ ice maps was
performed [13] for the period from 2008 to 2020. The
number of tariff zones in which ship has to use services
of icebreakers increases the cost of voyage by leaps and
bounds, significantly affecting the economic result of
the planned voyage of the ship. For this reason, it was
decided to use same ice maps to determine number of
tariff zones with ice before opening and after closure of
ice-free transit corridor.
Earlier in the work has been noted that main
uncertainties in long-term voyage planning are date
when the NSR ice-free transit zone opens and closes,
distance from port of departure to the chocking zone,
which usually opens the latest, and the distance from
port of departure on voyage to the chocking zone. As
the research concerns a voyage from west to east,
Murmansk was chosen as port of departure. Changes
over time in number of tariff zones requiring (or not)
use of paid icebreaker services for western and eastern
parts of the NSR and changes over time for opening
and closing of ice-free transit corridor are shown in
Figures 1 and 2.
The graphs show that results for the opening of
transit corridor (beginning of voyage) are consistent on
both sides - west and east (Figure1). When planning the
date of arrival of the ship at the zone blocking transit
corridor for the longest time ("chocking zone" on the
NSR) on basis of trend line for one tariff zone (red dash
line), there is a high probability of not incurring
charges for two or more tariff zones (blue, green or
magenta lines) requiring assistance of icebreakers.
When planning ship's arrival date to "chocking zone"
on the NSR on basis of trend line for two tariff zones
(blue dash line), there is very high probability of not
615
incurring charges for three or more tariff zones
requiring icebreaker assistance (green or magenta
lines).
Planning ship's passage at chocking place on the
NSR based on trend line for no tariff zones requiring
icebreaker services, it is highly likely to incur charges
for one tariff zone (red line) and a little likely to incur
charges for two tariff zones (blue line).
Figure 1. Number of tariff zones to be paid from given day
foreward (and after that day) when opening transit corridor:
(a) in western part of the NSR; (b) in eastern part of the NSR.
When planning date for the ship to pass through
zone that blocks transit corridor at end of summer
navigation season (Figure 2) on basis of trend line for
three tariff zones (blue dash line), there is a high
probability not to pay for four or more tariff zones
requiring icebreaker assistance (green or magenta
lines). Planning ship's passage at chocking zone on the
NSR based on trend line for no tariff zones requiring
icebreaker services, it is highly likely that ship will
incur charges for one or two tariff zones (red and / or
blue lines).
Figure 2. Number of tariff zones to be paid from specified day
backward (and before that day): (a) during transit corridor
closing in western part of the NSR; (b) during transit corridor
closing in eastern part of the NSR.
Graphs in Figures 1 and 2 do not illustrate complex
phenomena occurring. Information obtained on their
basis does not constitute enough synthetic assessment
of situation for purposes of making decisions. In that
case, in next step, above relationships were analyzed.
Time span of the navigation season (number of days)
and the number of tariffs to be paid for required
icebreakers assistance with theirs probability were
found. The graph of average dates of changes in
number of tariff zones requiring icebreaker assistance
along the entire NSR was obtained, resulting from
2008-2020 with probability of occurence 68.3% (Figure
3). The x axis on this and next Figures is related to day
of the year when a ship arrives at the chocking zone.
Standard deviation of date when change number of
tariffs occurred is ± 11.9 days for range from 0 to 7 tariff
zones. For the range from 0 to 5 tariff zones requiring
icebreaker assistance, standard deviation for
determining number of zones is ± 11.2 days. Average
day of opened ice-free corridor is 264 (Julian day) with
standard deviation ±7.4 days. Edges of zero number of
tariffs are average dates of ice-free time window for the
whole NSR. The averaged data set approximated with
polynominal function of 5th degree (Equation 13).
Coefficient of determination R2 is 0.9870. The only 4
tariff zones existing simultaneously are expected
maximal value of tariffs to be analyzed. It is because
the associated 30 days before opening of ice-free
corridor and 30 days after closing ice-free corridor ice
conditions existing on the NSR are too severe for ships
without ice strengthenings both for independent
navigation and with assistance of icebreakers.
As a result of use of statistical relationships, it is
possible to predict required day of arrival to the
chocking zone on the NSR well in advance, more than
3 months before the commence of voyage occurs. That
is, when reliable forecasts based on current
hydrological and meteorological information cannot be
expected yet.
Figure 3. Number of expected tariff zones to be paid for
icebreakers services on the whole NSR.
9 5 6 4 3
2
2.60985 10 3.03634 10 0.00137753
0.304823 32.9934 1408.78
CZ CZ CZ
CZ CZ
k T T T
TT
−−
= + +
+ +
(13)
It was assumed that the formula is valid for the
number of tariff zones from null to 4. If the ice
conditions on the NSR do not allow the ship to
independently navigate more than four areas of tariff
zones, it is assumed that ice conditions existing before
and after number of days related to designed number
of four tariffs are inaccessible for ships without ice
strengthenings. Standard deviation of expected
number of tariffs to be paid for required icebreakers
assistance mk is represented by Equation 14.
( )
2
9 4 6 3 2
2
2
k TCZ
13.04925 10 12.14536 10 0.00413259
mm
0.609646 32.9934
CZ CZ CZ
CZ
T T T
T
−−

+
=

+

(14)
4.2 Time required to arrive from port of departure to the
chocking zone
If the ship arrives too early at the chocking zone, it will
have to wait for ice conditions to improve and / or use
expensive icebreakers services in one or more tariff
zones. In this study, it was assumed that ship will not
wait for improvement of hydrological conditions, but
will use paid icebreakers assistance services in as many
tariff zones as ice situation requires. Both waiting for
ice conditions to improve and use of icebreakers are
causing additional voyage costs.
It is therefore important to determine statistical
location of chocking zone and hence length of route
from origin port to chocking zone. In order to plan
616
ship's voyage from west to east through the NSR,
distances of center chocking zone from starting port (in
our case, Murmansk) were determined for navigation
seasons from 2008 to 2020. Found average value
increased by standard deviation σ equal 2,221 nm,
average value equal 1,709 nm, average value reduced
by standard deviation σ equal 1196 nm, standard
deviation σ equal 512 nm and also 1st quartile equal
1,384 nm, Median 1,547 nm and 3rd quartile equal 2,056
nm (Figure 4). Figure 4 shows that the vast majority of
the chocking zones of summer navigation period in the
years 2008-2020 were located close to Vilkitsky Strait
(Mys Chelyuskin) at Kara Sea and Laptev Sea. The only
clear anomaly was in 2012. Then chocking zone was
located at Wrangel Island on New Siberian Sea. Based
on known length of route from port of departure to
chocking zone and speed of a ship, it is possible to
calculate time needed to cover this part of route and
date of commencement of voyage at the port of
departure. It should be noted so appointed distances in
between port of Murmansk roads and the Chocking
Zone they do not apply to the route of the ship sailing
straight ahead, but to the route that resulted from the
circumstances of the ice navigation conditions. For this
reason, the geographic location of the middle of the
Chocking Zone (ice barrier) is better reflected by
average geographic longitude of locations of these
barriers along most frequently available route through
the NSR. This gives in approximation average equal
120°E, standard deviation ±27.6°, median 109°E, 1st
quartile 100°E and 3rd quartile 151°E.
Figure 4. Distance from the port of departure (Murmansk) to
chocking zone.
4.3 Speed of the ship and daily fuel consumption
In order to determine statistical values of speed for
ships without ice strengthening passing through the
NSR during independent voyage and with assistance
of icebreaker an analysis was carried out based on
navigation permits for the NSR issued by the NSR
Administration [14] and daily reports produced by the
above-mentioned ships during their voyage in 2016
[15]. In order to determine speed of the ship and fuel
consumption outside areas of ice occurrence and fuel
consumption in areas of ice occurrence, relationships
developed in author's earlier work were used [17, 21].
Statistical results are summarized in Table 1.
Table 1. Speed and fuel consumption of PANAMAX type
ship. Compiled by author based on [14, 15, 16, 20].
________________________________________________
Component Waters Waters Waters
outside inside inside
the NSR the NSR; the NSR;
independent voyage with
voyage assistance of
icebreakers
________________________________________________
Speed [kn] 13.70 10.70 9.14
St. dev. Of 0.33 2.23 1.86
speed [kn]
Daily fuel 31.7 34.2 39.3
consumption
[mt/day]
St. dev. of 1.68 1.81 2.08
consumption
[mt/day]
________________________________________________
4.4 Route lengths in particular tariff zones and outside
them for corridor opening towards east
In order to determine statistical lengths of the voyage
routes through particular sections of the route and
tariff zones, course of these routes was examined as if
ship was proceeding just behind front of ice-free zone
during opening of transit corridor through the NSR.
Variability of length of ship's routes defined in this way
by the NSR is intended to illustrate impact of
variability of ice conditions occurring in the
subsequent navigation seasons on length of the routes,
and thus uncertainty ranges. Statistical results are
summarized in Table 2. Lengths of the particular route
segments were very similar except tariff zones number
1, 6 and 7. Summed lengths of the route segments up
based on average value and median value were very
similar.
Table 2. Statistical route lengths and their standard deviation. Compiled by the author based on ice maps of Marginal Ice
Zone in ESRI Shape format [13]. Provided courtesy of the U.S . National Ice Center.
___________________________________________________________________________________________________
Tariff zone OUT 1 1 2 3 4 5 6 7 OUT 2 Averaged length Length of the
West East of tariff zone whole route
___________________________________________________________________________________________________
Average length [NM} 744 204 466 295 267 391 461 381 161 352.3 3371
St. dev. [nm] 4.9 95.6 125.3 41.6 37.2 40.9 109.1 142.2 1.3 84.6 66.5
Median length [nm] 741.1 162.1 441.7 288.7 262.4 398.9 431.5 340.3 161.0 340.3 3328
___________________________________________________________________________________________________
617
4.5 Ship’s operating costs
Cost of IFO 380 fuel in Rotterdam as of 1st September
2020 of USD 275.5 per metric ton based on current
prices given by Ship&Bunker [27]. Cost of chartering
PANAMAX-type ships assumed to be USD 14,250 for
waters in the Atlantic Ocean outside the Arctic on the
basis of the current prices given by Hellenic Shipping
News [7]. For delivery of ship in waters of the Arctic
Ocean, it was increased by a factor of 2.0 based on
separate studies [19]. Therefore, cost of charter in
Arctic waters assumed to be USD 28,500 per day and
pro rata for use of ship in the NSR region.
5 DISCUSSION OF RESULTS
On basis of formulas presented in chapter 2 and 3.1 as
well as average values and standard deviations of
input data presented in chapter 3, values of
navigational, ecological and economic results of the
PANAMAX type ship's voyage in period from 215 to
300 Julian days of the year were calculated (Figures 5-
10). It was assumed that this is a maximal time window
in which it is possible to consider transit navigation of
ships with steel hulls without ice reinforcements on the
NSR. Average values (black lines) were enlarged and
reduced by one standard deviation ± 1M representing
probability of 68.3% and by two standard deviations ±
2M representing probability of 95% (Figures 5, 6, 7, 9
and 10). Value of 95% probability meets the IMO
maritime navigation recommendations.
Total average time of transit voyage depends on
severity of ice conditions existing during whole
voyage. This severity is represented by number of
traffic zones where icebreakers assistance is required.
The highest severity (number of tariff zones requiring
assistance of icebreakers) is at the beginning and at the
end of the navigation season, and reduces till null at the
mean day of ice-free transit corridor opened on the
NSR.
Standard deviation of the total time of voyage
changes during the navigation season and ranges from
18.2% at the beginning and end of the season to 24.7%
of average value during ice-free window (for 68.3%
probability). For a probability of 95% (2M) deviation
values of total time of voyage are twice as high, from
36.4% at the beginning and end of the season to 49.4%
of average value during ice-free window (Figure 5).
Reason of it is greater standard deviation of ship’s
speed during independent navigation and increasing
share of independent navigation from the beginning
and end of the navigation season towards average day
of ice-free navigation period. Navigation with
icebreakers assistance ensures a much smaller
standard deviation of total voyage time and thus more
precise scheduling of ship's voyage timetable through
the NSR.
Total average fuel consumption depends on
severity of ice conditions existing during the whole
voyage. The highest average fuel consumption is at the
beginning and at the end of navigation season, and
decreases till minimal at the mean day of ice-free
transit corridor opened on the NSR. This is due to
higher daily fuel consumption during more severe ice
conditions (icebreakers assistance) and lower fuel
consumption during lighter ice conditions
(independent voyage).
Standard deviation of total average fuel
consumption ranges from 19.6% of average value on
the beginning and end of the navigation season up to
25.5% during ice-free window (for 68.3% probability).
Deviation values for probability of 95% (2M) are twice
as high, from 39.2% of average value at the beginning
and end of the navigation season to 51.0% during ice-
free window (Figure 6). Navigation with icebreakers
assistance is associated with a higher standard
deviation of fuel consumption and thus less precise
determination of deviations in voyage costs at the
beginning and at the end of the navigation season.
Figure 5. Total average time of transit voyage and voyage
time estimation error.
Figure 6. Total average fuel consumption during transit
voyage and fuel consumption estimation error.
Changes of total average cost of ship’s transit
voyage depend mostly on number of the tariff zones
where assistance of icebreakers is required due to
severity of ice conditions (Figure 7). Costs of fuel
consumed and time of voyage (charter of ship) are
increasing from external days of summer navigation
season towards mean day o ice-free transit corridor but
are relatively flat in relation to costs of assistance of
icebreakers (Figure 8). Changes of charter cost are
around 0.9-3.0% of total costs, changes of fuel
consumption costs are around 0.6 2.0% of total costs.
But changes of cost of required assistance of
icebreakers are much higher and are around 32.9
42.3% of total costs. To maintain relative stable total
costs of voyage it is recommended absolute avoidance
618
of voyage during period of time when severity of ice
conditions require assistance of icebreakers.
Figure 7. Total average cost of ship’s transit voyage and total
cost estimation error.
Figure 8. Total average cost of ship’s transit voyage and its
components.
In the next step, the average fuel consumption per
day was calculated for the whole transit voyage for
each day the ship was to pass the chocking zone. They
were obtained by dividing total fuel consumption by
number of voyage days (Figure 9). Values of average
fuel consumption increased and reduced by one
standard deviation (1M) and two standard deviations
(2M) were included on the diagram. The lowest fuel
consumption is related to ice-free transit corridor
existing along the whole NSR. Fuel consumption
increasing with severity of ice conditions towards the
beginning and end of the summer navigation season.
This is due to daily fuel consumption increasing with
the worsening of ice conditions represented by number
of tariff zones required assistance of icebreakers (Table
1). Particular lines for fuel consumption with theirs
standard deviations are sensitive for standard
deviation of daily fuel consumption that is smallest at
the mean day of opened ice-free transit corridor and
the highest at the beginning and at the end of
navigation season (number of tariff zones where was
required assistance of icebreakers).
Average fuel consumption per nautical mile passed
was calculated for the whole transit voyage for each
day the ship was to pass the chocking zone. They were
obtained by dividing the total fuel consumption by the
average length of the route for the years 2008 2020
(Figure 10). Values of average fuel consumption per
nautical mile increased and reduced by one standard
deviation (1M) and two standard deviations (2M) were
included on the diagram. The lowest fuel consumption
is related also to ice-free transit corridor existing along
the whole NSR. Fuel consumption per nautical mile
increasing with severity of ice conditions towards the
beginning and end of the summer navigation season.
This severity is represented by quantity of tariff zones
where assistance of icebreakers was required.
Figure 9. Average fuel consumption per day and estimation
error.
Figure 10. Average fuel consumption per nautical mile
passed and estimation error.
Following formula for the expected number of
tariffs to be paid for required icebreakers assistance
(Equation 13) and formula for standard deviation of
these expected number of tariffs (Equation 14) found
probable considerable increase or reduce of number of
tariff zones (severity of ice conditions) as far as time
span from mean day of opened ice-free transit corridor
(Figure 11). As negative number of tariff zones
requiring assistance of icebreakers is impossible, the
limit border for minimal number of that tariff zones
should be applied. It is for number of zones requiring
assistance of icebreaker k equal null (presented with
violet dash line). Following this observation
recalculations were performed for formulas 2, 4 and 7.
As a result, total average time of voyage, total average
fuel consumption, total average costs of voyage,
average cost of ship charter, average cost of fuel
619
consumed, average cost of icebreaker assistance, fuel
consumption per day and fuel consumption per
nautical mile graphs including theirs standard
deviations were obtained (Figures 12 19).
Lines of average value on graphs that are taking
into consideration deviations of number of tariff zones
where is required assistance of icebreakers are the
same as in the graphs taking into account the standard
deviation. However, the lines including probable
number of tariff zones k increased or decreased by
standard deviation of k with 1M and 2M narrow time
window of the lowest values. Average values provide
the lowest value time window from 240 to 280 Julian
day of the year. Average values of number of tariff
zones k increased and decreased by one standard
deviation mk (1M) provide the lowest value time
window from 250 to 270 Julian day of the year. Average
values k increased and decreased by double standard
deviation mk (2M) provide the lowest value time
window from 260 to 265 Julian day of the year. From
the above it should be concluded that in order to ensure
the lowest navigational, ecological and economic
results of the ship's transit voyage through the NSR for
average value the ship should pass the chocking zone
between 240 and 280 Julian day of the year. For k
increased by single standard deviation mk with
probability of 68.5% should pass between 250 and 270
Julian day. For k increased by double standard
deviation mk, ship should pass the chocking zone
between 260 and 265 Julian day. The higher the
probability of meeting the requirements set by
decision-maker when planning a long-term voyage of
ship, the shorter time window for meeting these
requirements. Outside the favorable time window, the
navigational, ecological and economic results of
voyage deteriorate very quickly. This is in line with
outcomes of Pruyn [22] work.
Figure 11. Number of tariff zones k with assistance of
icebreakers and its deviation for possible changes
Figure 12. Total average time of voyage and its deviation for
possible changes of number of tariff zones required
icebreaker assistance.
Figure 13. Total average fuel consumption and its deviation
for possible changes of number of tariff zones required
icebreaker assistance.
Figure 14. Total average costs of voyage and its deviation for
possible changes of number of tariff zones required
icebreaker assistance.
620
Figure 15. Average cost of ship charter and its deviation for
possible changes of number of tariff zones required
icebreaker assistance.
Figure 16. Average cost of fuel consumed during voyage and
its deviation for possible changes of number of tariff zones
required icebreaker assistance.
Figure 17. Average cost of icebreaker assistance and its
deviation for possible changes of number of tariff zones
required icebreaker assistance.
Figure 18. Fuel consumption per day and its deviation for
possible changes of number of tariff zones required
icebreaker assistance.
Figure 19. Fuel consumption per nautical mile and its
deviation for possible changes of number of tariff zones
required icebreaker assistance
6 VERIFICATION OF RESULTS
The formulas presented in the previous chapters were
created on the basis of statistical (historical) data for the
period of time from 2008 till 2020. These results of the
statistical research require verification. Here was
decided to use sample of real passage of the ship
through the NSR for the year out of the statistical
period of time used for creation of the formulas. For
creation above mentioned equations the PANAMAX
ship was used with the following parameters:
DWT=73,140 t, GT 38,489 tons, L=225m, B=32m. In this
case decided to use same size ship for verification.
Decided to use voyage data also of the bulk carrier
Golden Enterprise that made her voyage in early stage
of summer season. She departed from Murmansk on
08.08.2021 at 09.8 UTC and guided to Kara Gate. The
NSR entered on 10.08.2021 at 2300 UTC and left the
NSR at the Bering Strait on 23.08.2021 at 2300 UTC. Her
parameters were as follows: DWT 79,471 tons, GT
43,498 tons, L= 229m, B=32m. Her voyage data were
available on the interactive map on the CHNL
Information Office website [1]. The routes outside the
NSR were not exactly same like these used for
construction of Equations 1-14. In this case the
distances DOUT1 and DOUT2 from the Equations were
used. The corresponding speed was received from
averaged speed before entering the NSR and after
leaving the NSR. It gave VOUT1= 11.0 knots and
VOUT2=12.3 knots. Times of passage through these
621
sections of route were determined with corresponding
distances and speeds.
The analyzed ship passed average location of
historical ice barrier (chocking zone) on 228 day of the
year on 22:55 GMT. According to statistical data
(Figures 5-19) it was few days before opening of the
NSR for ice-free navigation. Total time of voyage
received from formulas was average 13.5 days in the
range 10.8 to 16.2 days taking into consideration 1M of
standard deviation and from 8.1 to 18.9 days taking
into consideration 2M of standard deviation.
Recalculated time of voyage duration (taking into
consideration the equivalent ports departure and
arrival) of analyzed ship in 2021 navigation season was
16.9 days. Result was inside of 2M range, very close to
1M edge. Then prediction of total time of voyage was
correct. Number of expected tariff zones requiring
assistance of icebreaker assistance received basis
formulas was average 2 with possible range from 1 to
3 tariff zones. The analyzed ship in 2021 navigation
season encountered 2 ice barriers. One tariff zone at
Severnaya Zemlya archipelago and one at East part of
Est Siberian Sea. Then prediction of quantity of tariff
zones requiring assistance of icebreaker using
presented formulas was correct. Following above
verification of presented in this work formulas
received from historical data assumed are satisfactory
for long-term forecasting.
7 SUMMARY AND CONCLUSIONS
Analysis of the resulting graphs leads to several
conclusions. The maximal time window in which it is
possible to consider transit navigation of ships with
steel hulls without ice reinforcements on the NSR is
from 215 to 300 Julian days of the year. Total average
time of transit voyage and total average fuel
consumption are directly proportional to severity of ice
conditions encountered during whole voyage. The
highest severity (number of tariff zones requiring
assistance of icebreakers) is at the beginning and at the
end of the navigation season, and reduces till minimal
at the mean day of ice-free transit corridor opened on
the NSR. A higher standard deviation of fuel
consumption during navigation with icebreakers
assistance makes less precise determination of voyage
costs at the beginning and at the end of navigation
season. Total average cost of ship’s transit voyage
depends mostly on number of tariff zones where
assistance of icebreakers is required due to severity of
ice conditions. Costs of fuel consumed and time of
voyage are increasing from external days of summer
navigation season towards mean day o ice-free transit
corridor but are relatively flat in relation to costs of
assistance of icebreakers. There is recommended
avoidance of voyage when severity of ice conditions
require assistance of icebreakers in order to maintain
relatively low and stable total costs of voyage. Average
fuel consumption per day and average fuel
consumption per nautical mile are directly
proportional to severity of ice conditions. The lowest
fuel consumptions are related to ice-free transit
corridor existing along the whole NSR. The fuel
consumption of icebreaker, when its assistance was
required was not taken into consideration.
A ship should pass the chocking zone on the NSR
in between 240 and 280 Julian day of the year to ensure
the lowest navigational, ecological and economic costs
of transit voyage for average value of expected number
of tariff zones to be paid for required icebreakers
assistance. A ship should pass the chocking zone
between 250 and 270 Julian day or between 260 and 265
Julian day to include single standard deviation (68.5%)
or double standard deviation (95.0%) of expected
number of tariff zones with assistance of icebreakers
respectively. The higher probability of meeting
requirements set by decision-maker when planning a
long-term voyage of a ship, the shorter time window
for meeting these requirements. Outside the favorable
time window, the navigational, ecological and
economic results of voyage deteriorate very quickly
and it is in line with outcomes of Pruyn [22] work.
Verification of presented in this work formulas
received from historical data found consistent with real
ship voyage data on early stage of summer navigation
season in 2021 year and assumed are satisfactory for
long-term forecasting.
The presented statistical method of calculating the
results of navigation, ecological and economic voyages
of ship that is taking into consideration ice conditions
on the basis of historical input data allows forecasting
the results of planned long-term transit voyage of the
ship through the regions of ice occurrence (3 months in
advance and more) on the Northern Sea Route. The
method can be applied to other areas where ice is
present and in areas where there is no ice. It is then
required to use appropriate historical data and develop
new input data. The use of formulas for average values
of voyage results and theirs standard deviations
significantly simplifies construction of the decision
model and thus facilitates long-term decision making
in case of presence of many input data. Planning
information containing average values and standard
deviations, and thus average values increased and
decreased by single and double standard deviation
meet the requirements of the International Maritime
Organization. Above all, it facilitate the understanding
of the uncertainty ranges. Standard deviations for
possible changes of the number of tariff zones where is
required icebreaker assistance that are included in the
diagrams indicate the time window when the best
navigational, ecological and economical results of the
ship transit voyage should be obtained. Therefore, the
method described in this work can be used in decision
support systems.
ACRONYMS
CFA daily fuel consumption where Full Ahead speed is
applied [metric tons/day],
CIND daily fuel consumption where independent voyage
speed is applied [metric tons/day],
CIB daily fuel consumption where icebreaker assistance
speed is applied [metric tons/day],
CT cost of required assistance of icebreakers related to
Gross Tonnage of the ship in between 40,000 and 100,000
GRT [RUB] for tariff zones 1-6,
CTTL total cost of the voyage [USD],
DIB mean length of the route segments on the tariff zones
for the time period 2008-2020 [nm]; DIB = DIND,
DIND mean length of the route segments on the tariff zones
for the time period 2008-2020 [nm]; DIND = DIB,
622
DIND1 mean distance from the edge of first tariff zone at the
west side of the NSR to the mean location of the chocking
zone [nm],
DOUT mean length of the route segments on the tariff zones
for the time period 2008-2020 [nm]; DIB = DIND,
DOUT1 mean length of the route segments from the
departure port to the edge of the first tariff zone at the west
side of the NSR for the time period 2008-2020 [nm],
DOUT2 mean length of the route segments from the edge of
the last tariff zone at the east side of the
FC fuel consumption for the whole voyage [metric tons],
GT Gross Register Tonnage of the ship (const.)[register
tons],
k expected number of tariffs to be paid for required
icebreakers assistance (rounded down to positive integer)
during transit voyage of the ship through the NSR,
mk = k’ – standard deviation of expected number of tariffs to
be paid for required icebreakers assistance,
mTTTL = T’TTL – mean error of total time of the voyage [day],
mVIB standard deviation of speed of the ship on the NSR
where assistance of icebreakers is required [kn],
mVIND standard deviation of speed of the ship on the NSR
where areas covered by ice are expected [kn],
mVIND1 standard deviation of speed of the ship from the
edge of the first tariff zone at the west side of the NSR till
the mean location of the chocking zone [kn],
mVFA standard deviation of sea speed of the ship (Full
Ahead) outside of the NSR [kn],
n maximal number of the tariff zones on the NSR (n=7),
R rate of exchange USD to RUB (const.),
T0 time of beginning of the ship’s voyage at the port of
departure [Julian day],
TCZ time of arrival ship at the chocking zone on the NSR
[Julian days of the year].,
mTCZ standard deviation of time related to defined number
of tariffs to be paid (required icebreakers assistance) [Julian
days of the year],
TEND time of arrival of the ship’s at the port of destination
[Julian day],
TTTL total time of the voyage [day],
T’0 standard deviation of the time of beginning of the ship
voyage at the port of departure [Julian day],
T’END mean error of expected time of end of the voyage
[Julian day],
mDOUT1 standard deviation of the mean length of the route
segments from departure port to the edge of the first tariff
zone at the west side of the NSR for the time period 2008-
2020 [nm],
VFA sea speed of the ship (Full Ahead) outside of the NSR
[kn],
VIB speed of the ship on the NSR where assistance of
icebreakers is required [kn],
VIND speed of the ship on the NSR where areas covered by
ice are expected [kn].
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